Prime Brokerage

Real-Time Margin, Collateral
& Counterparty Risk Management

Prime brokers act as critical infrastructure within financial markets — providing financing, leverage, and securities lending while connecting buy-side and sell-side participants. These workflows require real-time visibility into positions, exposures, and counterparty risk across complex portfolios. Scalata's agentic AI platform delivers that visibility and automates every layer of prime brokerage operations.

Real-time

Position & exposure monitoring across accounts

Automated

Margin calculations & collateral management

End-to-end

Securities lending & financing workflow coverage

SOC 2

Compliant & data governance ready

HOW IT WORKS — 4-STEP SOLUTION JOURNEY

Confronting Position Complexity & Risk Fragmentation

Prime brokerage teams face fragmented position data across custodians, clearing houses, and internal systems. Manual margin calculations, collateral tracking, and counterparty exposure monitoring create risk blind spots — limiting real-time decision-making and increasing operational risk.

Fragmented position dataManual margin calculationsCounterparty exposure gapsCollateral tracking errors

Building a Unified Prime Brokerage Data Core

Scalata ingests and structures every data source — positions, trades, margin calls, collateral schedules, and counterparty agreements — into a single searchable repository. Prime brokerage teams gain real-time, comprehensive visibility across all client accounts, positions, and risk exposures.

Document AIPosition data ingestionMargin & collateral dataCounterparty agreement parsing

Activating Intelligent Risk & Position Analytics

Risk officers and operations teams query margin requirements, collateral adequacy, counterparty exposure concentrations, and securities lending availability via conversational AI — receiving precise, actionable insights instantly. Risk reports and client analytics are generated automatically.

Conversational AIMargin requirement analysisCollateral adequacy monitoringCounterparty exposure tracking

Full Automation with Proactive Prime Brokerage AI Agents

Scalata's AI agents automate margin call processing, collateral substitution alerts, securities lending availability checks, and client risk reporting. The platform generates position dashboards, exposure summaries, and financing analytics — enabling prime brokers to scale client relationships without proportional headcount growth.

Margin call processingCollateral alertsSecurities lending checksClient risk reportingAI Agents

Strategic Outcome

You evolve from a reactive prime brokerage operation into a proactive, data-driven platform. Margin calculations become automated, counterparty risk is monitored continuously, and client reporting is generated in real time — enabling you to serve more clients at scale.

WHO SCALATA SERVES IN THIS VERTICAL

Prime brokers providing financing & leverage to buy-side clients

Securities lending desks facilitating borrowing across market participants

Risk teams monitoring counterparty exposure & margin adequacy

Collateral management teams optimising pledged assets

Compliance officers ensuring regulatory & reporting obligations

Client service teams delivering position & financing analytics

WHAT YOU CAN GENERATE USING SCALATA

Margin calculations and collateral requirements

Counterparty exposure and risk dashboards

Position-level analytics and financing summaries

Real-Time Margin, Collateral& Counterparty Risk Management